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|Event Name:||The Five Pillars of BSA|
|Date:||Thursday, December 6, 2018 1:30pm CST|
|Panelist(s) Info:||Deborah Crawford (Bio)
Deborah Crawford is the President of Gettechnical Inc., a Virginia based training company. She specializes in the deposit side of the financial institution and is an instructor on IRAs, BSA, Deposit Regulations and opening account procedures. She was formerly with Hibernia National Bank (now Capital One) and has bachelor's and master's degrees from Louisiana State University. She has 30+ years of combined teaching and banking experience.
|Credits:||2.5 CE Credits|
And then there were five…
During this webinar we will review the pillars of BSA. The BSA/AML compliance program must be written, approved by the board of directors and noted in the board minutes. A financial institution must have a BSA/AML compliance program commensurate with its respective BSA/AML risk profile. Furthermore, the BSA/AML compliance program must be fully implemented and reasonable designed to meet the BSA requirements. Policy statements alone are not sufficient, practices must coincide with the financial institution’s written policies, procedures and processes. The BSA/AML compliance program must provide the following minimum requirements.
#1 Internal Controls Checkup:
#2 Independent Testing Checkup:
#3 BSA Compliance Officer Checkup:
#4 Training Checkup:
#5 Customer Due Diligence? New Pillar?
Who should attend?
This webinar is designed for BSA Officers, BSA Coordinators, Compliance Officers and Security Officers.